To orient my inquiry, this research adopts a pragmatic approach in understanding the listening process, arguing that meaning-/sense-making is co-specified by the musical performance and the listener (e.g. Reybrouck 2017). Since music, unlike discursive languages, is largely underdetermined—lacking fixed and stable meanings—both the musical performance and the listener contribute substantially to what can be experienced and interpreted.2 Hence, music creators (e.g. composers, performers, organisers and curators) may be understood as performing the work of shaping affordances, such as by narrowing or broadening the ranges of possible engagements. An analogy may be drawn with a conference presentation: the sudden raising of an index finger by the presenter drastically reduces the statistical randomness of what is attended to, even if not by everyone. Audience members, drawing on their own pre-existing frameworks, are then left to complete their individual processes of sense-making.3
It is crucial to recognise further the second order of this co-specification. Music creators’ affordance shaping, especially in composed works, is often predicated on some form of advance anticipation of listeners’ sense-making and the situating socio-cultural contexts. The scope and nature of this anticipation vary across creators—ranging from conscious compositional strategies to implicit cultural conventions, habitual practices, or outright disregard—yet it invariably relies on or presupposes some of those preconditions. Hence, far from being an innocent co-specifier, which still contributes to co-specification, music creators—whether consciously or tacitly—circumscribe, successfully or not, certain engagements from listeners, just as a raised index finger in a given context signals the reorienting of attention under a widely shared cultural code.4
This creative agency of music creators in shaping what is afforded within a performance, together with audience’s expectations of it, forms an indispensable part of the established cultural code of the performance event. This makes it possible, in the performance-listener co-specification of musical sense-making, to differentiate between affordances that are possible but fall outside circumscription, and those that are circumscribed through the creators’ interventions as mediated by cultural codes. I call the latter “circumscribed affordances”: they are not reducible to creators’ intentions but emerge from the negotiation of these explicit or implied intentions with the material and formal properties of the work, under the shared cultural code of a performance event as well as the broader cultural contexts—including listeners’ preconditions—in which it takes place.5
This notion can be illustrated with another analogy: a carpenter may create a prototypical chair. If someone steps on it, uses it as a weapon, or burns it as fuel, these actions, while fully possible, fall outside the chair’s circumscribed affordance, since they disregard the unique material and structural properties of the object in relation to human beings and transgress the culturally recognised intended uses of this man-made product. However, those who do sit on the chair can use it in various ways—sitting for different durations, crossing their legs or not—without leaving the circumscribed bounds.
The point of this notion is not to draw a strict binary between what falls inside or outside the circumscribed affordances of a work. Rather, it is to highlight that affordances exist on a spectrum, with fuzzy boundaries often contested even within a shared cultural framework. Because of this, it can also be productive in certain situations to introduce a further distinction between those affordances that are more strictly circumscribed and those that are merely preferred: a chair designed for reading or watching television in a living room may not be fully circumscribed, or at least not preferred, for use at a dining table due to its height, colour or design.6
Recall also that creators’ anticipation presupposes listeners’ preconditions, which are constitutive of the cultural contexts within which circumscribed affordances take shape. It therefore follows that the scope and status of a work’s circumscribed affordances vary with the listener group being addressed: they are not uniform across audiences but relational to their preconditions. A child’s stool circumscribed for children’s use may not afford the same possibilities for adults, whose larger size and weight impose different demands on the object.
The gradational nature of affordances, determined and contested through a work’s properties and its cultural contexts, forms the basis of my redistribution of what can be sensed by whom among the audience. Through this framework, heterogeneous constellations of circumscribed and preferred affordances can be articulated within a musical work in relation to the varied preconditions of its listeners.
Before outlining my own redistributive and foregrounding strategies in composition, I will examine how affordances are shaped in existing musical works and consider the extent to which they facilitate the redistribution of what can be sensed by whom. Attending to the particularities of these co-articulations will not only help illuminate the concepts of circumscribed and preferred affordances but also help clarify the grounds on which new compositional strategies can be developed.
- This is contrary to the historically largely unspoken objectivist tendency in musicology, and sometimes in composition pedagogy, where practitioners tend to reify their own perceptions as objective properties of the music, as criticised by Clarke (2005), Reybrouck (2017), Robinson (2020: 124) and others. Adorno’s (1997) dialectical emphasis on the dual character of artworks as both socially mediated phenomena and autonomous objects also serves to problematise such reductive tendencies.
- To situate this co-articulation within concert listening, DeNora's “Musical Event” schema (DeNora 2003, 45–56) provides a nuanced framework that differentiates the listening act into (1) preconditions before the event, (2) the event proper and (3) affordance outcomes afterwards. Within the event proper (2), DeNora identifies five elements: (a) actors, (b) music, (c) act of engagement with music, (d) local conditions of music’s production, distribution or consumption, and (e) environment of the musical engagement.
Preconditions (1) are shaped by listeners’ abilities, inclinations, and experiences, themselves influenced by natural and socio-cultural orders. DeNora (2003, 50) highlights prior musical engagements (e.g. style familiarity and personal associations) and established patterns of programming (e.g. music related to mood regulation and entertainment consumption) in this category. To this, I add the formative role of broader non-musical life experiences and socio-cultural elements. Understanding these preconditions is critical here, as it helps identify those unaddressed in existing (re-)distributions within performances, while confronting the constraining forces of the established orders. These insights subsequently inform material choices in my compositions.
For the five elements of the Event proper (2), not all of them are controllable by creators, yet they still provide a blueprint for articulating affordance possibilities across performance situations. As this research focuses on performance-listener co-articulation, I treat elements 2a, 2b, 2d and 2e as music’s specifications, and 1, 2a and 2c as attributed to the audience. - Alongside a pragmatic approach, this emphasis on how shared context shapes sense-making certainly brings this discussion into dialogue with theories of discourse, particularly Langacker’s (1987) notion of ‘ground’.
- Several exceptional cases may further illuminate this concept. Even when a creator regards themselves as the sole intended listener of their own work, the cultural milieu in which the creator is embedded continues to shape the circumscribed affordances of that work. Negotiations with the assumed conditions become even more salient for music written for non-human recipients, such as domestic cats or plants, where the listening experience cannot be directly accessed but only inferred.
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I thank reviewer Hanns Holger Rutz for raising the question of whether “circumscribed affordance” differs from notions such as “intended use” or “design specification,” and whether it is appropriate to think of something as non-utilitarian as music in these terms. This observation is sharp and legitimate, as my chair analogy can easily be misunderstood as a strict one-to-one mapping between the source domain of chair and the target domain of music. In my usage, music’s “intended use” corresponds to the most basic form of circumscribed affordance, and might be understood as the utilitarian value of aesthetic appreciation or entertainment, or in other contexts, the embodiment of history and law, as in Stó:lō song practices (Robinson, 2020)—the latter example underscores how even “intended use” can extend beyond the performance frame, outside the concert setting. Consequently, the notion of “circumscribed affordance” is meant to capture the finer-grained level of negotiation in musical sense-making in performances, where a basic intended use is ostensibly agreed upon.
Similar notions to circumscribed affordance exist in the literature. Film theorist Sheila Johnston coined the term “subject-position” to describe the way in which a film “solicits, demands even, a certain closely circumscribed response from the reader by means of its own formal operations” (Clarke 2005, 92; Johnston 1985). Umberto Eco, in his discussion of open and closed text, also describes “model reader” as a structural position embedded in the text itself, one that requires the author to “rely upon a series of codes that assign given contents to the expressions he uses” (Eco 1979, 9). Formerly, I also employed the term “element membership” to designate elements that fall within circumscribed affordance in a musical work. However, this terminology follows the objectivist tradition and proves inadequate in capturing the pragmatic co-articulative relation between music and its listeners.
It may also be of interest that the concept of circumscribed affordance applies equally when the roles of performance and listeners are reversed, as when the audience members explicitly move their bodies in an attempt to elicit a more energetic performance from the stage.